Non-Financial Misconduct: A summary
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The reputation of the financial services sector has been badly affected by scandals and allegations relating not only to the way that products perform or funds are protected, but also in relation to "non-financial misconduct".
Following the consultation process which concluded in December last year this first article in our series written by Sam Clyndes looks at the proposed changes and what they mean for the industry, with a summary of the proposals and their potential significance.